Delta Financial Advisors, LLC
As of July 2020
security of the personal information we obtain about our customers is an important responsibility. We also
know that you expect us to service you in an accurate and efficient manner. To do so, we must collect and
maintain certain personal information about you. We want you to know what information we collect and how we
use and safeguard that information.
Information We Collect: We collect certain nonpublic information about you (“Customer Information”). The
essential purpose for collecting Customer Information is to allow us to provide advisory services to you.
Customer Information we collect may include:
- Information that you provide on applications or other forms. This Customer Information may include
personal and household information such as income, spending habits, investment objectives, financial
goals, statements of account, and other records concerning your financial condition and assets,
together with information concerning employee benefits and retirement plan interests, wills, trusts,
mortgages and tax returns.
- Identifying information such as your name, age, address, social security number, etc.
- Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other
chosen investment sponsors).
- Information we receive from consumer reporting agencies (e.g., credit bureaus), as well as other
various materials we may use to provide an appropriate recommendation or to fill a service request.
Security of Your Information: We restrict access to your nonpublic personal information to those employees
who need to know that information to service your account. We maintain physical, electronic and procedural
safeguards that comply with applicable federal or state standards to protect your nonpublic personal
Information We Disclose: We do not disclose the nonpublic personal information we collect about our
customers to anyone except: (i) in furtherance of our business relationship with them and then only to those
persons necessary to effect the transactions and provide the authorized services (such as broker-dealers,
custodians, independent managers etc.); (ii) to persons assessing our compliance with industry standards
(e.g., professional licensing authorities, consultants, etc.); (iii) our attorneys, accountants, and auditors; or (iv)
as otherwise provided by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental agencies
and other third parties in certain circumstances (such as third parties that perform administrative services on
our behalf). These third parties are prohibited to use or share the information for any other purpose.
Former Clients: If you decide to close your account(s) or become an inactive customer, we will adhere to our
privacy policies, which may be amended from time to time.
regarding how we use your confidential information, we will provide written notice to you. Where applicable,
you would be given an opportunity to limit or opt-out of such disclosure arrangements.
Questions: If you have questions about this privacy notice or about the privacy of your customer information
call our main number 504-522-9019 and ask to speak to the Chief Compliance Officer.